Search
Search Full Site
Search Policy Only

Submissions


2025
Submission - CIRO - Proposal to Harmonize CIRO Continuing Education (CE) Programs (March 18, 2025)

Submission – Competition Bureau – Consultation – Environmental claims and the Competition Act – Draft Guidance (March 7, 2025)

Submission - CIRO - Non-Tailored Advice in the Order Execution Only Channel (February 28, 2025)

Submission - OSC Consultation 81-737- Improve Retail Investor Access to LTA through Investment Fund Product Structures (February 21, 2025)

Based on our review of the Proposal’s objectives, regulatory and structural requirements, threshold issues and market considerations, we have identified the following potential issues that could materially impact the success or viability of OLTF offerings. We raise these issues in this submission, to support the OSC’s development of the regulatory proposal in the next phase of this important initiative.


Submission - CSA Consultation – Amendments to Multilateral Instrument 13-102 System Fees (February 19, 2025)

Submission - CIRO - Proposal to Modernize the CIRO Arbitration Program (February 7, 2025)

Submission - CIRO - CIRO Rule Consolidation Project - Phase 4 (February 4, 2025)

Submission - CSA - CSA Notice and Request for Comments – Proposed Amendments and Proposed Changes to Modernize the Continuous Disclosure Regime for Investment Funds (January 31, 2025)

Submission - CIRO - Enhanced Cost Reporting – Proposed Rule Amendments (January 8, 2025)


2024
Submission to Finance – Requesting the expansion of the list under 209(5) of the Income Tax Regulations (October 9, 2024)