Submissions

2018

Submission – Finance Canada – Federal Pre-budget – 2018 (January 31, 2018)

Submission – Federal Government – Amendment of RDSP Rules (January 5, 2018)

2017

Submission to CSA - Consultation Paper 81-408 - Consultation on the Option of Discontinuing Embedded Commissions (June 9, 2017)

Submission – Department of Finance – International Competitiveness (May 9, 2017)

Submission – MFDA – Proposed Continuing Education Requirements (April 27, 2017)

Submission – TSX – Insider Trading Marker Summary Report (April 19, 2017)

Submission — IIROC — Proposed Guidance on Order Execution Only Services and Activities (February 3, 2017)

Submission – MFDA – Misleading Business Titles (Rule 1.2.5) (January 25, 2017)

2016

Submission — CSA — CSA Consultation Paper 33-404 — Proposals to Enhance the Obligations of Advisers, Dealers, and Representatives toward Their Clients (September 20, 2016)

Submission – CCIR – Segregated Funds Working Group Issues Paper (July 18, 2016)

Comments on CCIR's consultation on regulatory harmonization between segregated funds and mutual funds

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