Submissions

2020

Coalition Submission – OPC – OPC Consultation on AI (March 12, 2020)

Submission - CSA - CSA Consultation Paper 51-405: Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers

IFIC and FMFD Submission - Letter to MFDA and OSC on Alternative Funds Proficiency (February 7, 2020)

Submission - 2020 Federal Pre-Budget Consultation (January 28, 2020)

2019

Submission to CSA - CSA Proposal to Reduce the Regulatory Burden for Investment Fund Issuers (December 9, 2019)

Submission to CSA on Notice and Request for Comment: Reducing the Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1

Submission - Proposals to Modernize PIPEDA (November 4, 2019)

Submission to MFDA (Mr. Woodard) CE Accreditation (September 20, 2019)

Submission on the MFDA’s consultation on the accreditation process for its continuing education requirements.

Submission - Financial and Consumer Affairs Authority of Saskatchewan (D. Murrison) - Regulation on Financial Planners and Financial Advisors in Saskatchewan (September 13, 2019)

Submission - Office of the Privacy Commissioner of Canada - Consultation on Transfers for Processing (August 6, 2019)

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