Advocacy at SIMA

Submission

CIRO’s approved-person compensation model

Published on: November 6, 2026

Topic:

Regulatory reform

Provided in: EN

SIMA supports CIRO’s proposed Incorporated Approved Person compensation model because it would help create a more level playing field for advisor compensation while preserving client service, succession planning, and operational flexibility through team-based advisory businesses.

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Submission

CSA’s proposed amendments to prospectus exemptions

Published on: October 21, 2026

Topic:

Regulators Regulatory reform

Provided in: EN

The proposed amendments could make it easier for public companies, particularly smaller and mid-sized issuers, to raise capital while maintaining investor protections and appropriate disclosure requirements.

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Submission

CIRO’s proposed account-transfer rule amendments

Published on: October 21, 2026

Topic:

Account portability/transfers Modernization

Provided in: EN

This submission supports efforts to make account transfers faster, safer and more efficient for investors while ensuring implementation timelines are aligned with proven technology, operational readiness and coordinated industry participation.

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Latest submissions

CIRO’s approved-person compensation model

CSA’s proposed amendments to prospectus exemptions

CIRO’s proposed account-transfer rule amendments

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